Capital Market Intelligence Services

Morrow Sodali’s program of shareholder monitoring, market surveillance and strategic analysis is designed to help companies understand who owns their stock, track significant market movements and analyze the implications of ownership changes with respect to corporate policies and vulnerability to activism. Morrow Sodali’s teams of global stock surveillance experts use proprietary data and technology to monitor market activity continuously throughout the day and analyze its impact in real time.

Capabilities

Strategic Stock Surveillance

Shareholder and bondholder ownership analysis and profile

Investor Profiling

Activist Watch

Strategic Stock Surveillance
Real-time Surveillance, Visibility into your Shareholder Base, Emphasis on Block trades, Advanced Monitoring Tools and Alerts, Activist Watch, Peer Benchmarking, Expert Insight & Analysis

Strategic decision making is essential for any successful company. To do so, companies must be equipped with the most complete and accurate information. For publicly-traded companies, this includes up-to-date information available about who your current stockholders are. Registered Investment Advisors in U.S. are required to disclose holdings 45 days after each quarter to the SEC, this information only provides a partial snapshot in time and is outdated from the moment it is filed. In order to help bridge this gap, many companies rely on our Stock Surveillance reports to provide real-time insight on current holdings.

Our extensive experience, strong knowledge of the investment community and ability to provide timely and accurate market intelligence, while maintaining a low profile, separates us from our competitors. Our long-standing relationships with leading institutional investors, banks and brokerage firms allow us to identify ownership characteristics of major institutional investors, non-filing hedge funds and other entities. By leveraging our proprietary resources which includes over 40 years of proxy, M&A, tenders, and Activist campaigns, Morrow Sodali is uniquely positioned with intelligent insight. The firm analyzes and provides comprehensive assessments of a client's entire ownership base – including institutions and the influence of proxy advisory firms, individuals, employees and non-U.S. investors.

Shareholder and bondholder ownership analysis and profile

Using our vast database and proprietary analytics tools, Morrow Sodali can create a shareholder profile for your existing shareholder base and a targeting tool identify optimal potential holders. For this, Morrow Sodali provides a detailed analysis of the investor community and help with the logistics for road shows.

Investor Profiling

To assist with managing current and prospective shareholders, Morrow Sodali provides detailed Investor Profiles, which includes important portfolio insight as well as background information on the firm and decision makers. IROs rely on our expertise to prepare for various conferences and non-deal roadshows with a comprehensive assessment, including any history of activism.

Activist Watch

Companies are faced with greater scrutiny for Corporate Actions while Activists use numerous techniques to mask their intended targets. Our Strategic Stock Surveillance Group can assist with these challenges by providing clients with a thorough understanding of who owns their stock on a real-time basis enabling us to provide insight and understanding of the shareholder composition, profile, and trading activity. Morrow Sodali clarifies whether the threat comes from an existing shareholder that has become dissatisfied or a new investor with a position that is presumably established to launch an activism campaign. Morrow Sodali has extensive experience with the hedge funds who have a history of shareholder activism and can provide insight on the various approaches and the tactics they employ.

Capabilities

Strategic Stock Surveillance

Shareholder and bondholder ownership analysis and profile

Investor Profiling

Activist Watch

Capital Market Intelligence Services

Morrow Sodali’s program of shareholder monitoring, market surveillance and strategic analysis is designed to help companies understand who owns their stock, track significant market movements and analyze the implications of ownership changes with respect to corporate policies and vulnerability to activism. Morrow Sodali’s teams of global stock surveillance experts use proprietary data and technology to monitor market activity continuously throughout the day and analyze its impact in real time.

Strategic Stock Surveillance
Real-time Surveillance, Visibility into your Shareholder Base, Emphasis on Block trades, Advanced Monitoring Tools and Alerts, Activist Watch, Peer Benchmarking, Expert Insight & Analysis

Strategic decision making is essential for any successful company. To do so, companies must be equipped with the most complete and accurate information. For publicly-traded companies, this includes up-to-date information available about who your current stockholders are. Registered Investment Advisors in U.S. are required to disclose holdings 45 days after each quarter to the SEC, this information only provides a partial snapshot in time and is outdated from the moment it is filed. In order to help bridge this gap, many companies rely on our Stock Surveillance reports to provide real-time insight on current holdings.

Our extensive experience, strong knowledge of the investment community and ability to provide timely and accurate market intelligence, while maintaining a low profile, separates us from our competitors. Our long-standing relationships with leading institutional investors, banks and brokerage firms allow us to identify ownership characteristics of major institutional investors, non-filing hedge funds and other entities. By leveraging our proprietary resources which includes over 40 years of proxy, M&A, tenders, and Activist campaigns, Morrow Sodali is uniquely positioned with intelligent insight. The firm analyzes and provides comprehensive assessments of a client's entire ownership base – including institutions and the influence of proxy advisory firms, individuals, employees and non-U.S. investors.

Shareholder and bondholder ownership analysis and profile

Using our vast database and proprietary analytics tools, Morrow Sodali can create a shareholder profile for your existing shareholder base and a targeting tool identify optimal potential holders. For this, Morrow Sodali provides a detailed analysis of the investor community and help with the logistics for road shows.

Investor Profiling

To assist with managing current and prospective shareholders, Morrow Sodali provides detailed Investor Profiles, which includes important portfolio insight as well as background information on the firm and decision makers. IROs rely on our expertise to prepare for various conferences and non-deal roadshows with a comprehensive assessment, including any history of activism.

Activist Watch

Companies are faced with greater scrutiny for Corporate Actions while Activists use numerous techniques to mask their intended targets. Our Strategic Stock Surveillance Group can assist with these challenges by providing clients with a thorough understanding of who owns their stock on a real-time basis enabling us to provide insight and understanding of the shareholder composition, profile, and trading activity. Morrow Sodali clarifies whether the threat comes from an existing shareholder that has become dissatisfied or a new investor with a position that is presumably established to launch an activism campaign. Morrow Sodali has extensive experience with the hedge funds who have a history of shareholder activism and can provide insight on the various approaches and the tactics they employ.